~Frequently Asked Questions~

At the Ford


On this page can be found answers to various frequently asked questions regarding races, characters and places connected with Middle-earth and The Lord of the Rings.

The questions & answers are listed below:


A) MIDDLE-EARTH
1) Who was J.R.R. Tolkien?
2) Did the events in The Lord of the Rings take place on another planet or what?
3) Was the northwest of Middle-earth, where the stories took place, meant to actually be Europe?
4) Was the Shire meant to be England?
5) Is Middle-earth Medieval?
6) What were the changes made to The Hobbit after The Lord of the Rings was written, and what motivated them?

B) HOBBITS
1) Were Hobbits a sub-group of Humans?
2) Did Hobbits have pointed ears?
3) When was Bilbo and Frodo's Birthday? To what date on our own calendar does it correspond?
4) Was Gollum a Hobbit?

C) ELVES
1) Did Elves have pointed ears?

D) DWARVES
1) Did Dwarf women have beards?

E) ISTARI (Wizards)
1) Who were the Istari?
2) Of the Five Wizards, only three came into the story. Was anything known about the other two?
3]) What happened to Radagast?

F) ENEMIES
1) What was the relationship between Orcs and Goblins?
2) What was Gothmog (the lieutenant of Morgul)?

G) MISCELLANEOUS

1) Who or what was Tom Bombadil?
2) What became of the Entwives?
3) Did Elves and Dwarves generally get along?
4) Did Balrogs have wings?


A) MIDDLE-EARTH

1) Who was J.R.R. Tolkien?


John Ronald Reuel Tolkien was born on the 3rd January 1892 in Bloemfontein. After serving in the First World War, Tolkien embarked on a distinguished academic career and was recognised as one of the finest philologists in the world. He is, however, best known as the creator of Middle-earth and the author of such classic works as The Hobbit, The Lord of the Rings and The Silmarillion. He died on the 2nd September 1973 at the age of 81.


2) Did the events in _The Lord of the Rings_ take place on another planet or what?


No. Tolkien's intention was that was that Middle-earth was our own world, though his way of stating this idea was somewhat unusual: he spoke of having created events which took place in an *imaginary time* of a real place. He made this fully explicit only in his letters, but there were very strong indications in the published _Lord of the Rings_, though outside the narrative.

For example, in the Prologue it is stated: "Those days, the Third Age of Middle-earth, are now long past, and the shape of all lands has been changed; but the regions in which Hobbits then lived were doubtless the same as those in which they still linger: the North-West of the Old World, east of the Sea.". Since no other reference is made to this matter either in the Prologue or in the main narrative, it makes little impression on most readers, but is clear enough once pointed out.


3) Was the northwest of Middle-earth, where the stories took place, meant to actually be Europe?


Yes, but a qualified yes. There is no question that Tolkien had northwestern Europe in mind when he described the terrain, weather, flora, and landscapes of Middle-earth. This was no doubt partially because NW Europe was his home and therefore most familiar to him and partially because of his love for the "Northern tradition". As he said himself: "The North-west of Europe, where I (and most of my ancestors) have lived, has my affection, as a man's home should. I love its atmosphere, and know more of its histories and languages than I do of other parts; ...". Thus, the environment of Middle-earth will seem familiar to dwellers of that region of Europe.


4) Was the Shire meant to be England?


In this case, the balance between "actually *was*" and "was based upon" is entirely tipped towards the latter. There is no hint that the Shire was in any sense supposed the be the country now called England in an ancient state. On the other hand, there is plainly a very strong resemblance between the Shire and the rural England of about a century ago.

More precisely, the Shire plainly could not *be* England in any literal sense: England is on an island, 'Britain': an island which England shares with Scotland and Wales. Even changes in "the shape of all lands" is insufficient to explain such a discrepancy (especially since even the westernmost part of the Shire was some 200 miles from the Sea). Nevertheless, the Shire was more exactly based on England than any other part of Middle-earth was based on any part of our world: the climate, place-names, flora and fauna, terrain, food, customs, and the inhabitants themselves, were all English. In effect the Shire was an idealized version of the rural England of Tolkien's childhood.


5) Is Middle-earth Medieval?


Tolkien's works draw from quite a few periods of human history, and many aspects of Middle-earth distinctly resemble their real-world counterparts in the Middle-ages. However, there are substantial discrepancies in society and culture that indicate that other periods in history also made large contributions (as one example, in a letter Tolkien compared some aspects of the society of Gondor to that of ancient Egypt). The relative influence of Medieval and other periods has been hotly contested.


6) What were the changes made to _The Hobbit_ after _The Lord of the Rings_ was written, and what motivated them?


[This question refers to the major revisions made to the Gollum chapter, "Riddles in the Dark", not to the multitude of minor changes made elsewhere.]

In the original 1937 edition of _The Hobbit_ Gollum was genuinely willing to bet his ring on the riddle game, the deal being that Bilbo would receive a "present" if he won. Gollum in fact was dismayed when he couldn't keep his promise because the ring was missing. He showed Bilbo the way out as an alternative, and they parted courteously.

As the writing of TLotR progressed the nature of the Ring changed. No longer a "convenient magical device", it had become an irresistable power object, and Gollum's behavior now seemed inexplicable, indeed, impossible. In the rough drafts of the "Shadow of the Past" chapter Gandalf was made to perform much squirming in an attempt to make it appear credible, not wholly successfully.

Tolkien resolved the difficulty by re-writing the chapter into its present form, in which Gollum had no intention whatsoever of giving up the Ring but rather would show Bilbo the way out if he lost. Also, Gollum was made far more wretched, as befitted one enslaved and tormented by the Ruling Ring. At the same time, however, Bilbo's claim to the Ring was seriously undercut. Bilbo was then described as having 'made up' the first story in an attempt to make his claim to the Ring legitimate. Using this method Tolkien was able to explain within the story why there were two versions of the chapter in circulation.


B) HOBBITS

1) Were Hobbits a sub-group of Humans?


Yes, beyond question. There were three statements to this effect. The first, from the Prologue to The Lord of the Rings, is probably less definite because it was intended to be the editor speaking.

It is plain indeed that in spite of later estrangement Hobbits are relatives of ours: far nearer to us than Elves, or even than Dwarves. Of old they spoke the languages of Men, after their own fashion, and liked and disliked much the same things as Men did. But what exactly our relationship is can no longer be discovered. The beginning of Hobbits lies far back in the Elder Days that are now lost and forgotten (TLotR).

The Hobbits are, of course, really meant to be a branch of the specifically *human* race (not Elves or Dwarves) -- hence the two kinds can dwell together (as at Bree), and are called just the Big Folk and Little Folk. They are entirely without non-human powers, but are represented as being more in touch with 'nature' (the soil and other living things, plants and animals), and abnormally, for humans, free from ambition or greed of wealth (From Tolkien's letters).

Firstborn, The. Title of the Elves. Translate. ('Firstborn', since the Elves appeared in the world before all other 'speaking peoples', not only Men, but also Dwarves, of independent origin. Hobbits are of course meant to be a special variety of the human race). [Guide, entry for "The Firstborn"]


2) Did Hobbits have pointed ears?


Only slightly. Tolkien described Bilbo thusly for purposes of illustration in a letter to Houghton Mifflin (c. 1938):

I picture a fairly human figure, not a kind of 'fairy' rabbit as some of my British reviewers seem to fancy: fattish in the stomach, shortish in the leg. A round, jovial face; ears only slightly pointed and 'elvish'; hair short and curling (brown). The feet from the ankles down, covered with brown hairy fur. Clothing: green velvet breeches; red or yellow waistcoat; brown or green jacket; gold (or brass) buttons; a dark green hood and cloak (belonging to a dwarf). [Letters]

The Annotated Hobbit cites this letter and includes a reasonable illustration based upon it. [Note that Tolkien's use of the word "elvish" here refers to the elfs of popular folklore, who were often pictured with pointed ears. The Elves of Middle-earth (except for the Silvan Elves in The Hobbit) were at the time of this letter known to only a few people.]


3) When was Bilbo and Frodo's Birthday? To what date on our own calendar does it correspond?


The date on the Shire calendar was September 22. Both the different definitions of the months and the different correlation of their calendar with the seasons (the summer solstice fell on Mid- year's Day, the day between June and July, not on June 21 as on our calendar must be Taken into account. The discrepancy in September is found to be 10 days, giving September 12 on our calendar as the equivalent date. (This result has some signi- ficance for the story. Events occur ten days earlier in terms of the seasons than the dates would suggest to us: when sleeping outdoors in autumn, ten days can make a large difference.)

[In Appendix D of TLotR Tolkien gives detailed information about long-term inaccuracies in the Shire Reckoning, which they dealt with differently than we do. Based on this, it is possible to conclude that the SR at the time of the story had accumulated either two days or four days of error, depending on how careful the Hobbits were about making long- term corrections, which we aren't told. This result would make the equivalent date either September 14 or September 16, but other consi- derations raise questions about the accuracy of such calculations, so September 12 is probably the most straightforward choice.]


4) Was Gollum a Hobbit?


Yes, beyond all doubt. Gandalf's opinion alone: "I guess they were of Hobbit-kind; akin to the fathers of the fathers of the Stoors" should be sufficient to settle this, but it is confirmed in several other places. The Tale of Years has the following entry for the year TA 2463: "About this time Deagol the Stoor finds the One Ring, and is murdered by Smeagol." Since it was explained in the Prologue that Stoors were one of the three branches of Hobbits, it is clear that the compiler of this entry, evidently either Merry and/or Pippin's heirs, accepted this conclusion.


C) ELVES

1) Did Elves have pointed ears?


There is no known text in which Tolkien makes an unambiguous statement about the shape of Elvish ears. Those who argue in favor of pointed ears generally cite a remark which seems to support that position found in the "Etymologies" (part of _The Lost Road_). That document was written in the period immediately before the composition of LotR, so it is unclear to what extent it should be treated as a canonical source. Those who argue against pointed ears focus on Tolkien's statements that Elves and humans were sufficiently similar that they could be mistaken for each other. There is no consensus on this issue.


D) DWARVES

1) Did Dwarf women have beards?


It seems they did. In the note on Dwarf women in Appendix A it was told:
It was said by Gimli that there are few dwarf-women, probably no more than a third of the whole people. They seldom walk abroad except at great need. They are in voice and appearance, and in garb if they must go on a journey, so like to the dwarf-men that the eyes and ears of other peoples cannot tell them apart.

Since beards were part of the appearance, not the garb, of dwarf-men, we must conclude that dwarf-women did in fact have beards.


E) ISTARI (Wizards)

1) Who were the Istari (Wizards)?


The Wizards were Maiar (spiritual beings of lower "rank" than the Valar) sent to Middle-earth by the Valar in human form as Messengers to help in the struggle against Sauron: the term "incarnate angel" is approximately correct. Being incarnated limited their power, and intentionally so, because their mission was to organize the resitance and to inspire the free peoples of Middle-earth to help themselves, not to do the job for them. Their main temptation, then, was to try to speed up the process by dominating other free wills -- a principle reason for their mission was to prevent such actions by Sauron.

It was said that there were Five Wizards in the Order, but only three came into the story:
-- Saruman ('Man of Skill') the White [Sindarin: Curunir ('Man of Skill'); Quenya: Curumo]
-- Gandalf ('Elf of the wand') the Grey (later the White) [Sindarin: Mithrandir ('Grey Pilgrim'); Quenya: Olorin]
-- Radagast the Brown [Quenya: Aiwendel]

Gandalf was the only one who remained true to his missison, and in the end succeeded in bringing about Sauron's defeat. He was also the keeper of the Elven Ring Narya, the Red Ring (the Ring of Fire).


2) Of the Five Wizards, only three came into the story. Was anything known about the other two?


Very little. No names given them in Middle-earth are recorded, just the title Ithryn Luin, 'The Blue Wizards' (for they were clad in sea-blue) (their names in Valinor were Alatar and Pallando). When the Istari first arrived in Middle-earth, Saruman and the Blue Wizards journeyed into the east, but only Saruman returned. The Essay on the Istari says: "whether they remained in the East, pursuing there the purposes for which they were sent; or perished; or as some hold were ensnared by Sauron and became his servants, is not known."

Tolkien speaking as himself was only barely more explicit. In a letter he said that he knew "nothing clearly" about the other two: 'I think they went as emissaries to distant regions, East and South, far out of Numenorean range: missionaries to enemy-occupied lands, as it were. What success they had I do not know; but I fear that they failed, as Saruman did, though doubtless in different ways; and I suspect they were founders or beginners of secret cults and "magic" traditions that outlasted the fall of Sauron.' (Letters).


3) What happened to Radagast?


Radagast was said to also have failed his mission, but it's tempting to think that his "failure" was not as bad as that of the others. The Essay on the Istari states: "Indeed, of all the Istari, one only remained faithful, and he was the last-comer. For Radagast, the fourth, became enamoured of the many beasts and birds that dwelt in Middle-earth, and forsook Elves and Men, and spent his days among the wild creatures."

Radagast certainly never became evil. The above quote suggests, however, that his mission was not just to relate to wild creatures but also to build bridges between them and Elves and Men. He did, in fact, have his friends the birds gather much information, but since they were reporting to Saruman as the head of the Council that wasn't altogether helpful. On the other hand, it has often been suggested (though there is no direct textual evidence of any kind) that the way Eagles kept showing up at opportune times may have been partially his work.

We know nothing of what happened to Radagast after the end of the Third Age. It seems conceivable, though, given the more ambiguous nature of his failing, that he might have been allowed back to Valinor eventually.


F) ENEMIES

1) What was the relationship between Orcs and Goblins?


They are different names for the same race of creatures. Of the two terms, 'Orc' is the correct one. Although Orcs were referred to as 'Goblins' in The Hobbit, Tolkien later stated that 'Goblin' was the name given by Hobbits to such creatures. In The Lord of the Rings the correct term is used.


2) What was Gothmog (the lieutenant of Morgul)?


Gothmog (who shares his name with the Lord of Balrogs in the First Age) took command of Sauron's forces after the Witch-king was destroyed. Some believe that like the Mouth of Sauron he was human, while others claim that so responsible a position in Minas Morgul would only be given to another Nazgul. Several other possibilities also arise repeatedly. There seems to be no explicit evidence for any particular answer.


G) MISCELLANEOUS

1) Who or what was Tom Bombadil?


As to Tom's nature, there are several schools of thought.

a) He was a Maia (the most common notion). The reasoning here is plain: given the Middle-earth cast of characters as we know it, this is the most convenient pigeonhole in which to place him (and Goldberry as well); most of the other individuals in LotR with "mysterious" origins: Gandalf, Sauron, Wizards and Balrogs, did in fact turn out to be Maiar.

b) He was Iluvatar. The only support for this notion is on theological grounds: some have interpreted Goldberry's statement to Frodo (F: "Who is Tom Bombadil?" G: "He is.") as a form of the Christian "I am that am", which really could suggest the Creator. Tolkien rejected this interpretation quite firmly.

c) T.A. Shippey (in _The Road to Middle-earth_) and others have suggested that Tom is a one-of-a-kind type. This notion received indirect support from Tolkien himself: "As a story, I think it is good that there should be a lot of things unexplained (especially if an explanation actually exists); ... And even in a mythical Age there must be some enigmas, as there always are. Tom Bombadil is one (intentionally)" (Letters). There are scattered references to other entites which seem to fall outside the usual picture.

Whichever of these is correct, Tom's function inside the story was evidently to demonstrate a particular attitude towards control and power. "The story is cast in terms of a good side, and a bad side, beauty against ruthless ugliness, tyranny against kingship, moderated freedom against compulsion that has long lost any object save mere power, and so on; but both sides in some degree, conservative or destructive, want a measure of control. But if you have, as it were taken 'a vow of poverty', renounced control, and take delight in things for themselves without reference to yourself, watching, observing, and to some extent knowing, then the question of the rights and wrongs of power and control might become utterly meaningless to you, and the means of power quite valueless." (Letters). Tom represented "Botany and Zoology (as sciences) and Poetry as opposed to Cattle-breeding and Agriculture and practicality." (Letters).


2) What became of the Entwives?


No definite answer was given to this question within the story. However, Tolkien did comment on the matter in two letters, and while he was careful to say "I think" and "I do not know", nevertheless the tone of these comments was on the whole pessemistic. Moreover, he doesn't seem to have changed his mind over time. The following was written in 1954 (in fact before the publication of TLotR):

What happened to them is not resolved in this book. ... I think that in fact the Entwives had disappeared for good, being destroyed with their gardens in the War of the Last Alliance (Second Age 3429-3441) when Sauron pursued a scorched earth policy and burned their land against the advance of the Allies down the Anduin. They survived only in the 'agriculture' transmitted to Men (and Hobbits). Some, of course, may have fled east, or even have become enslaved: tyrants even in such tales must have an economic and agricultural background to their soldiers and metal-workers. If any survived so, they would indeed be far estranged from the Ents, and any rapprochement would be difficult -- unless experience of industrialized and militarized agriculture had made them a little more anarchic. I hope so. I don't know (Letters).


3) Did Elves and Dwarves generally get along?


In general, Elves and Dwarves were allies against Morgoth and Sauron. However, their attitudes toward each other seem to have varied substantially at different times and places. In some cases, they were great friends, while in others they viewed each other with substantial mistrust. There are indications of the latter in the Sindarin/Silvan kingdoms at the time of the War of the Ring, while something approaching the former held in Rivendell, where Gloin and Gimli were warmly welcomed. This matter is a subject of continuing debate.


4) Did Balrogs have wings?


Most but not all participants in this debate agree on the following:

* The Balrog in Moria had "wings" of some sort, or if you prefer, a shadow shaped like wings.
* These "wings" were probably not made of flesh and blood, but rather of some sort of "dark emanation" or "palpable darkness".
* The "wings" could most probably change shape and size at will.

Most agree that the Moria passage in TLotR does not provide convincing evidence for or against wings (for example, while the Balrog does not fly out of the chasm, it may not have had enough room to use it's wings, or it's highest priority may have been the destruction of a rival Maia in it's domain). Most also agree that as Maiar, Balrogs could conceivably be able to fly even if they had no wings. The only direct evidence one way or the other comes from a passage in "The Later Quenta Silmarillion (II)" in _Morgoth's Ring_:

'Far beneath the halls of Angband... the Balrogs lurked still.... Swiftly they arose, and they passed with winged speed over Hithlum, and they came to Lammoth as a tempest of fire.'

Some believe that this passage clearly describes Balrogs flying (with wings), others do not. The issue as to whether or not Balrogs had wings (or wing-like emanations) and if in either case they were able to fly, continues to be a subject of much debate.




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